Pluto Wealth Management (“Pluto Wealth”), located at 7501 S. Lemont Rd, Suite 20B, Woodridge, IL 60517, USA, is committed to safeguarding the use of your personal information. Pluto Wealth (referred to as “we” “our” and “us” throughout this notice) is the controller of the data collected on our site (www.plutowm.com).

We protect the security and confidentiality of the personal information we have and make efforts to ensure that such information is used for proper business purposes in connection with the management or servicing of your account. Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything we can to maintain that trust.

We do not sell your non-public personal information to anyone. Nor does Pluto Wealth provide such information to others except for discrete and proper business purposes in connection with the servicing and management of your account as discussed below. Details of our approach to privacy and how your personal non-public information is collected and used are set forth in this privacy policy.

You do not have to give us personal information to visit our website. We will not collect personal information about you when you visit our website unless you choose to provide that information to us.

Some pages on this website provide online contact forms that request personal information. Personal information is information that identifies you individually, such as your name, email address, phone number, or other information that is specific to you. We collect personal information only if specifically and knowingly provided by you.

If you choose to become a Client of Pluto Wealth, you will typically provide personal information when you complete the paperwork required to become our Client. This information includes the following:

In addition, we collect non-public information about you from the following sources:

• Information we receive on brokerage agreements, managed account agreements, and other subscription and account opening documents;
• Information we receive in the course of establishing a customer relationship including, but not limited to, applications, forms, and investment questionnaires;
• Information about your transactions with us or others

Personal information that you provide will be used only in connection with the purposes described at the point of collection. Any information that you provide to Pluto Wealth must be true, accurate, current, non-misleading, and consistent for the purpose for which you are providing the information.

On our website, information is collected for statistical purposes in order to measure visitor interest in the various areas of our site. Pluto Wealth uses the personal information collected on contact forms to respond to your comments and questions, to keep you up to date on Pluto Wealth news, and to learn more about our website visitors.

Pluto Wealth works to provide products and services that benefit our Clients. If you choose to become a Client, we may share non-public personal information with non-affiliated third parties (such as brokers and custodians) as necessary for us to provide agreed upon services and products to you consistent with applicable law.

We also disclose non-public personal information to other financial institutions with whom we have joint business arrangements for proper business purposes in connection with the management or servicing of your account.

In addition, your non-public personal information will also be disclosed to you, persons we believe to be your authorized agent or representative, regulators in order to satisfy Pluto Wealth regulatory obligations, and whenever required or permitted by law.

Lastly, we will disclose your non-public personal information to companies we hire to help administer our business. Companies we hire to provide services of this kind are not allowed to use your personal information for their own purposes and are contractually obligated to maintain strict confidentiality. We limit their use of your personal information to the performance of the specific service we have requested.

To be clear, we do not sell your non-public personal information to anyone.

Pluto Wealth does not disclose, and does not intend to disclose, non-public personal information to non-affiliated third parties with respect to persons who are no longer our Clients.

Should you decide to opt-out of receiving future communications from Pluto Wealth please use the “update your preferences” or “unsubscribe from this list” links included at the bottom of every Pluto Wealth email notice. This is the most effective way to guarantee that you do not receive further Pluto Wealth communications.

Our employees are advised about the firm’s need to respect the confidentiality of our customers’ non-public personal information. Additionally, we maintain physical, procedural, and electronic safeguards in an effort to protect the information from access by unauthorized parties.

If you have any questions or concerns about this privacy notice or our use of your personal information, please email Pluto Wealth at info@plutowm.com or contact us at 7501 S. Lemont Rd, Suite 20B, Woodridge, IL 60517.

Pluto Wealth is a Registered Investment Advisor registered in the states of Arizona and Illinois. Pluto Wealth provides financial planning, asset management, and related services for clients nationally. Pluto Wealth will file and maintain all applicable licenses as required by the state securities regulators and/or the Securities and Exchange Commission (“SEC”), as applicable. Pluto Wealth renders individualized responses to persons in a particular state only after complying with the state’s regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This website is intended to provide general information about Pluto Wealth. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to include information about our investment philosophy, our strategies, and to be able to contact us for further information. Presentation of the information via the Internet is not intended to create, and receipt does not constitute, a client relationship. Internet subscribers, users, and online readers are advised not to act upon this information without seeking the service of a professional accountant, attorney, and/or financial advisor.

Any U.S. federal tax advice contained in this website is not intended to be used for the purpose of avoiding penalties under U.S. federal tax law. Clients should seek the advice of an accountant or Certified Public Accountant (CPA).

While we use reasonable efforts to furnish accurate and up-to-date information, we do not warrant that any information contained in or made available through this website is accurate, complete, reliable, current, or error-free.

This website is provided on an “as is” and “as available” basis. Use of this website is at your own risk. We and our suppliers disclaim all warranties. Neither we nor our suppliers shall be liable for any damages of any kind with the use of this website.

For your convenience, this website may contain hyperlinks to websites and servers maintained by third parties. We do not control, evaluate, endorse, or guarantee content found in those sites. We do not assume any responsibility or liability for the actions, products, services, and content of these sites or the parties that operate them. Your use of such sites is entirely at your own risk.

Pluto Wealth will provide all prospective clients with a copy of our current brochure and privacy policy prior to commencing an Advisory relationship. Existing clients will receive a copy of these documents on an annual basis.

If you have any questions regarding Compliance and Regulatory information, please contact us at info@plutowm.com.